Protect Your Practice, Reputation, and Career

If you are a financial services professional under investigation or facing enforcement actions from regulators such as the Ontario Securities Commission (OSC), Canadian Investment Regulatory Organization (CIRO), or the Financial Services Regulatory Authority of Ontario (FSRA), it is critical to have skilled legal representation on your side.

At Aouchiche Law Firm (ALF), we specialize in defending financial professionals and organizations in investigations, disciplinary actions, and regulatory proceedings. With years of experience before major financial regulators, our team is committed to protecting your professional reputation, financial future, and legal standing.

Our Services for Financial Services Professionals

We represent financial services professionals in a variety of regulatory and legal matters, including:

• Responding to Investigations: Assistance in preparing for and responding to investigations initiated by financial regulators, ensuring your rights and interests are fully protected.

• Defence in Enforcement Proceedings: Advocacy in enforcement or disciplinary hearings before tribunals, such as the OSC, CIRO, and FSRA.

• Appeals and Judicial Reviews: Representation in appeals of tribunal decisions to higher courts, such as the Divisional Court, to challenge unfavorable outcomes.

Why Choose ALF?

• Proven Results: We have a strong track record of achieving favorable outcomes for regulated professionals.

• Respected Advocacy: Our written and oral advocacy is highly regarded across tribunals and courts.

• Competitive Fees: We provide top-tier representation at reasonable rates.

Contact Us Today

If you are a facing a complaint or investigation, it’s crucial to act quickly. By working with an experienced defense lawyer from the outset, you can protect your practice, reputation, and livelihood.

Get in touch with us today to schedule a confidential consultation. Whether in-person, by phone, or virtually, the ALF team is here to guide you through this challenging process with expertise and dedication.